Compliance
embedded as company culture and policy . Recognizing antitrust as a risk that
your company needs to address Obtaining management commitment  . Code
of Conduct and/or Statement of Business Principles . Integrate into other
programmes and controls  . Ongoing and
sustained senior management commitment  .
Compliance organization and resources Compliance leadership and organization  . Regular reporting to senior management  Adequate
resourcing Risk identification and assessmentÂ
. Understanding the company’s overall approach to risk management . Applying
the same methodology to antitrust  Introducing
or improving control points  Effectiveness of control points . Antitrust compliance know-how  . Antitrust know-how: manuals, handbooks,
guides  . Antitrust training . Find ways
to stimulate positive employee engagementÂ
. Information about antitrust investigations  Antitrust
concerns-handling systems . Recognition of the value of antitrust
concerns-handling systems Different kinds of internal reporting systems  Whistleblowing . Communicate, educate and
a culture of speaking up .       e. Non-retaliation and
confidentiality f. The company’s prompt
and fair response to a concern . g.
Measuring effectiveness 6. Handling of
internal investigations  a. Types of internal investigations b. Things to consider/practical tools and
tips . 7. Disciplinary action . a.
General requirements for disciplinary proceedings  b. Potential aggravating and mitigating
factors  c. Specific considerations in
antitrust cases  8. Antitrust due
diligence  a. Due diligence in hiring new
employees  b. Due diligence in assessing substantive
compliance c. Antitrust assessments (audits)selective deep dives . d. Due diligence in relation to trade
associations . e. Due diligence in
M&A situations  . f. Practical tips
for due diligence . 9. Antitrust
compliance certification  . a. Individual
certification of compliance b. Certification by a third party NGOÂ c. Governmental certification of compliance
programmes . 10. Compliance incentives  a. Why have compliance incentives? . b. Types
of incentives . 11. Monitoring and
continuous improvement a. Monitoring and assessing processes and controls  b. Measuring effectiveness of processes and
controls c. Auditing and benchmarking d. Monitoring and assessing substantive
compliance  e. Compliance programme
improvement plan .      .Â
| Inventario | Cooperante | Estado |
---|---|---|---|
1 | 100132 | Centro de Documentación | Disponible |